Why We Built This

When we examined the RIA market, we saw a troubling trend…

Many sellers were dissatisfied after selling their businesses.

They sought independence, but ended up with large aggregators resembling the wirehouses they left behind.

We witnessed RIAs losing their identity, culture, and service.

Aspen was created to be the alternative

Our decentralized model preserves the independence and autonomy that sellers value, while amplifying growth.
We combine the resources and support of a large firm with the freedom and personalized service advisors value, ensuring the best outcomes for:

Sellers

Our long-term partnership model secures your legacy and stabilizes your team and clients’ futures.

Employees

Aspen helps streamline operational functions, giving advisors time back to focus on their clients.

Clients

Managing their financial lives with the utmost care, our firms’ advisors provide clients with an invaluable peace of mind.